Advisor Trends - Page 3 | Jump

A financial advisor filing out form U4.

Compliance

Form U4: What to Disclose and How to Keep It Current

A financial advisor talking with a couple about their retirement portfolio.

Firm Management

9 Practice Management Tips Financial Advisors Should Follow

Firm Management

The 10 Best Books For Financial Advisors in April 2026

A financial advisor following the best practices that the best financial advisors follow with clients.

Firm Management

What the best financial advisors are doing differently in 2026

Practice Building

How to Form Your Own RIA in 14 Steps

Two advisors talking about the potential breach of fiduciary duty penalties.

Compliance

Breach of Fiduciary Duty Penalties Explained: Fines, Sanctions, and How to Avoid Them

A financial advisor creating a business plan at his desk.

Practice Building

How to Create a Financial Advisor Business Plan That Scales

An RIA speaking with a client in their office.

Practice Building

IBD vs RIA: The Differences That Matter

A financial advisor asking a couple questions related to whether they have held away assets or not.

Firm Management

5 Reasons You Should Ask Clients About Held-Away Assets

A financial advisor following a client engagement strategy while talking with a client.

Client Engagement

6 Client Engagement Strategies Top Financial Advisors Use